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Hugo Mar Martinez

Apex Clearing Corp.

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About Hugo Mar Martinez

Hugo Martinez is a financial advisor with Apex Clearing Corp. in Dallas, Texas. Hugo has been in the financial services industry since May 8, 2021. Hugo has passed the Series 63, Series 7TO, and SIE exams. Hugo has been registered with the Financial Industry Regulatory Authority (FINRA) since December 20, 2023. Hugo is also registered with the state of Texas. Prior to joining Apex Clearing Corp., Hugo was employed with Robinhood Financial, LLC and Fidelity Brokerage Services LLC.

Firm Information

Hugo Martinez is currently registered with Apex Clearing Corp.. Apex Clearing Corp. is a corporation formed in December 1978. The firm is registered in 53 states and the District of Columbia and has 1 approved SEC registration. Apex Clearing Corp. has been subject to 47 regulatory events and 8 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

126

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hugo Martinez’s Registration & Firm History

TX

12/20/2023 - Present

Apex Clearing Corp. (DALLAS TX)

TX

10/04/2021 - 12/14/2023

ROBINHOOD FINANCIAL, LLC (Westlake TX)

UT

04/01/2021 - 08/31/2021

FIDELITY BROKERAGE SERVICES LLC (SALT LAKE CITY UT)

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Licenses & Designations

BC

Issued 04/09/2021

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/01/2021

Series 7TO - General Securities Representative Examination

BC

Issued 03/25/2021

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hugo Mar Martinez.
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