Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugo? Claim Your ProfileHugo Manhaes de Souza is a financial professional with over 20 years of experience in the industry. Currently, Hugo is registered with Smbc Nikko Securities America, Inc. Hugo has held previous positions with firms such as Imperial Capital, LLC, BTG Pactual US Capital, LLC, UBS Securities LLC and Pactual Capital Corporation. Hugo is licensed in all 50 states and the District of Columbia and holds Series 7, 24, 63, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
09/08/2017 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
CT
07/06/2016 - 08/31/2017
IMPERIAL CAPITAL, LLC (Stamford CT)
NY
12/14/2009 - 07/06/2016
BTG PACTUAL US CAPITAL, LLC (NEW YORK NY)
NY
12/20/2006 - 10/07/2009
UBS SECURITIES LLC (NEW YORK NY)
NY
03/20/2006 - 12/01/2006
PACTUAL CAPITAL CORPORATION (NEW YORK NY)
NY
03/05/2003 - 05/24/2004
PACTUAL CAPITAL CORPORATION (NEW YORK NY)
BC
Issued 10/10/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/22/2009
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/02/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
N
NYSE Arca, Inc.
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