Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugo? Claim Your ProfileHugo John Warns is a registered representative with Stifel, Nicolaus & Company, Inc. with over 28 years of experience in the financial services industry. Hugo has a broad range of experience, working with both individual and institutional clients. Hugo is also a Chartered Financial Analyst, demonstrating a commitment to financial knowledge and education. Hugo holds licenses in multiple states and is currently active in several professional organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
10/09/2024 - Present
Stifel, Nicolaus & Company, Inc. (BALTIMORE MD)
MD
03/05/2004 - 12/01/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
07/12/2001 - 02/18/2004
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
MD
03/26/1998 - 06/19/2001
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MD
09/01/1997 - 07/10/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NA
01/17/1996 - 09/01/1997
ALEX. BROWN & SONS INCORPORATED
BC
Issued 09/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/27/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 03/29/1999
Series 7 - General Securities Representative Examination
BC
Issued 12/28/1995
Series 62 - Corporate Securities Limited Representative Examination
Active
Inactive
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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