Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugo? Claim Your ProfileHugo Florian Tran is a financial advisor with Scotia Capital (usa) Inc. Hugo has been in the industry since September 10, 2015, and has a Series 63, Series 24, SIE, and Series 79. Hugo is registered in 52 states, and has previously been with Santander Investment Securities Inc. and HSBC Securities (USA) Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/06/2020 - Present
Scotia Capital (usa) Inc. (NEW YORK NY)
NY
01/11/2019 - 12/16/2019
SANTANDER INVESTMENT SECURITIES INC. (NEW YORK NY)
NY
09/19/2013 - 03/10/2017
HSBC SECURITIES (USA) INC. (NEW YORK CITY NY)
BC
Issued 11/16/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/15/2021
Series 24 - General Securities Principal Examination
BC
Issued 03/10/2017
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/2013
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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