Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugo? Claim Your ProfileHugo Rubio has been working in the securities industry since October 13, 1998. Hugo is currently registered with BTG Pactual US Capital, LLC and has been with the firm since May 20, 2011. Hugo was previously registered with LAZARD CAPITAL MARKETS LLC from May 6, 2005 to May 3, 2011, and LAZARD FRERES & CO. LLC from September 28, 1998 to May 10, 2005. Hugo is licensed in New York and holds the following securities licenses: Series 7, Series 55, Series 63, Series 57TO, and SIE.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/20/2011 - Present
BTG Pactual US Capital, LLC (NEW YORK NY)
NY
05/06/2005 - 05/03/2011
LAZARD CAPITAL MARKETS LLC (NEW YORK NY)
NY
09/28/1998 - 05/10/2005
LAZARD FRERES & CO. LLC (NEW YORK NY)
BC
Issued 10/14/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/1998
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 09/25/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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