Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugo? Claim Your ProfileHugo Armando Padilla is an investment advisor representative with UBS Financial Services Inc. Hugo has been in the financial services industry since 2008. Hugo has experience working with high-net-worth individuals, corporations, and other businesses. Hugo also holds a Series 66 license, a Series 3, a Series 7, and a Series 10 license. Hugo is registered to conduct business in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CA
06/24/2024 - Present
UBS Financial Services Inc. (LOS ANGELES CA)
CA
01/17/2023 - 06/25/2024
MORGAN STANLEY (Los Angeles CA)
CA
01/25/2022 - 01/09/2023
UBS FINANCIAL SERVICES INC. (SAN FRANCISCO CA)
CO
05/10/2016 - 01/25/2022
WELLS FARGO CLEARING SERVICES, LLC (GREENWOOD VILLAGE CO)
FL
09/17/2012 - 05/02/2016
TRADEKING (FORT LAUDERDALE FL)
CA
10/23/2009 - 12/20/2012
ZECCO TRADING, INC. (GLENDALE CA)
CA
07/17/2008 - 03/04/2009
AMERIPRISE FINANCIAL SERVICES, INC. (LONG BEACH CA)
BOTH
Issued 07/07/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/25/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/11/2019
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/19/2016
Series 30 - NFA Branch Manager Examination
BC
Issued 02/06/2015
Series 4 - Registered Options Principal Examination
BC
Issued 06/28/2023
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/2008
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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