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Hugo Alberto Vazquez alcala

KEY Investment Services LLC

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About Hugo Alberto Vazquez alcala

Hugo Alberto Vazquez alcala is an active investment advisor representative (IAR) registered with Key Investment Services LLC. He is licensed in Washington, and previously held licenses with J.P. Morgan Securities LLC. Hugo has been in the industry since August 2013, and he has a wealth of experience serving a diverse clientele, including high-net-worth individuals, individuals other than high-net-worth, corporations or other businesses, charitable organizations, and pension and profit-sharing plans. Key Investment Services LLC is a registered investment adviser with over $1 billion to $10 billion in assets under management. They specialize in portfolio management for individuals and selection of other advisors.

Firm Information

Hugo Vazquez alcala is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hugo Vazquez alcala’s Registration & Firm History

OH

08/02/2024 - Present

KEY Investment Services LLC (BROOKLYN OH)

WA

04/22/2022 - 04/17/2024

J.P. MORGAN SECURITIES LLC (MERCER ISLAND WA)

FL

07/26/2013 - 07/17/2020

J.P. MORGAN SECURITIES LLC (CORAL GABLES FL)

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Licenses & Designations

BOTH

Issued 02/04/2017

Series 66 - Uniform Combined State Law Examination

BC

Issued 09/06/2013

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/17/2016

Series 7 - General Securities Representative Examination

BC

Issued 07/26/2013

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hugo Alberto Vazquez alcala.
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