Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugo? Claim Your ProfileHugo Alberto Flores is an investment advisor representative with Empower Advisory Group, LLC. Hugo Alberto Flores has been in the financial services industry since February 2, 2009. Hugo Alberto Flores has passed the Series 6, 7, 63, 65, 66 and SIE exams. Hugo Alberto Flores has been registered with the state of California since March 6, 2014 and has also been registered with the state of California as an investment advisor since February 18, 2016. Previously, Hugo Alberto Flores worked for H. Beck, Inc., Ameriprise Financial Services, Inc., John Hancock Distributors LLC, Princor Financial Services Corporation, and National Planning Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CO
02/18/2016 - Present
Empower Advisory Group, LLC (GREENWOOD VILLAGE CO)
CA
05/21/2013 - 01/13/2014
H. BECK, INC. (WEST COVINA CA)
NV
12/18/2012 - 04/11/2013
AMERIPRISE FINANCIAL SERVICES, INC. (LAS VEGAS NV)
MA
05/18/2007 - 03/07/2008
JOHN HANCOCK DISTRIBUTORS LLC (BOSTON MA)
CA
01/22/2004 - 04/03/2007
PRINCOR FINANCIAL SERVICES CORPORATION (SAN DIEGO CA)
CA
08/29/2003 - 10/08/2003
NATIONAL PLANNING CORPORATION (LOS ANGELES CA)
IA
Issued 09/12/2016
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/05/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/22/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/2012
Series 7 - General Securities Representative Examination
BC
Issued 08/28/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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