Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hughroy? Claim Your ProfileHughroy Hugh Daley is a financial advisor with Fidelity Personal And Workplace Advisors in PLAINVIEW, NY. Hughroy has been in the financial industry since 2012. Hughroy Daley holds the Series 7, Series 66 and SIE licenses. Prior to joining Fidelity, Hughroy Daley worked for Wells Fargo Clearing Services, LLC in GARDEN CITY, NY. Hughroy Daley is a registered investment advisor and offers financial planning, portfolio management for individuals and businesses, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
NY
02/03/2023 - Present
Fidelity Personal AND Workplace Advisors (PLAINVIEW NY)
NY
07/09/2018 - 09/21/2021
WELLS FARGO CLEARING SERVICES, LLC (GARDEN CITY NY)
NY
03/07/2017 - 06/28/2018
CUNA BROKERAGE SERVICES, INC. (VALLEY STREAM NY)
NY
03/31/2014 - 03/02/2017
LPL FINANCIAL LLC (VALLEY STREAM NY)
NY
09/19/2012 - 04/02/2014
CAPITAL ONE INVESTMENT SERVICES LLC (BELLEROSE NY)
NY
09/16/2011 - 09/05/2012
ROYAL ALLIANCE ASSOCIATES, INC. (LEVITOWN NY)
NY
06/07/2010 - 02/18/2011
SIGNATOR INVESTORS, INC. (WESTBURY NY)
BOTH
Issued 07/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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