Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Thompson Simonton is a financial advisor with over 28 years of experience in the industry. Hugh is currently registered with Wells Fargo Securities, LLC and is licensed to provide financial services in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. Hugh has a broad range of experience in the financial industry, including time with D.A. Davidson & Co., Raymond James & Associates, Inc., RBC Dain Rauscher Inc., and NBC Capital Markets Group, Inc. Hugh's experience spans multiple aspects of the financial sector, providing him with a comprehensive understanding of investment strategies and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
TN
06/12/2015 - Present
Wells Fargo Securities, LLC (MEMPHIS TN)
TN
11/28/2012 - 06/12/2015
D.A. DAVIDSON & CO. (MEMPHIS TN)
TN
10/22/2007 - 11/23/2012
RAYMOND JAMES & ASSOCIATES, INC. (MEMPHIS TN)
TN
10/09/1998 - 10/09/2007
RBC DAIN RAUSCHER INC. (MEMPHIS TN)
TN
06/06/1994 - 11/11/1998
NBC CAPITAL MARKETS GROUP, INC. (MEMPHIS TN)
BC
Issued 09/02/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/24/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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