Unclaimed
Hugh Lefler is a registered representative with Capital ONE Securities, Inc.. Hugh Lefler has been in the industry since January 5, 2023. Hugh Lefler is licensed in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Hugh Lefler is also licensed to conduct investment banking activities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/06/2023 - Present
Capital ONE Securities, Inc. (New York NY)
BC
Issued 10/02/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/06/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/19/2022
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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