Invested Better
Unclaimed

Unclaimed

Unclaimed

Hugh Talmage Lefler

Capital ONE Securities, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Hugh? Claim Your Profile

About Hugh Talmage Lefler

Hugh Lefler is a registered representative with Capital ONE Securities, Inc.. Hugh Lefler has been in the industry since January 5, 2023. Hugh Lefler is licensed in 11 states including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. Hugh Lefler is also licensed to conduct investment banking activities.

Firm Information

Hugh Lefler is currently registered with Capital ONE Securities, Inc.. Capital ONE Securities, Inc. is a Corporation formed in April 2000 and approved in multiple states, including California, Connecticut, Florida, Illinois, Louisiana, Maryland, Massachusetts, New York, Pennsylvania, Texas, and Virginia. They are also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

103

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Hugh Lefler’s Registration & Firm History

NY

01/06/2023 - Present

Capital ONE Securities, Inc. (New York NY)

Not sure if Hugh Talmage Lefler is right for you?

Licenses & Designations

BC

Issued 10/02/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/06/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 12/19/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hugh Talmage Lefler.
Not sure if Hugh Talmage Lefler is right for you?