Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Scott Nevin is a financial advisor with UBS Financial Services Inc., a firm with a history of serving a diverse range of clients, including high-net-worth individuals, corporations, and institutions. Hugh has been in the financial services industry since 1994 and holds a wide range of licenses and registrations, including Series 3, 7, and 66. Hugh specializes in providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
07/21/2015 - Present
UBS Financial Services Inc. (NEW YORK NY)
NY
05/11/2011 - 12/31/2012
PATRICK CAPITAL MARKETS, LLC (NEW YORK NY)
VA
05/18/2009 - 05/11/2011
MAYMONT PARTNERS, INC. (RICHMOND VA)
NY
09/23/2002 - 12/22/2008
FAIRFIELD HEATHCLIFF CAPITAL LLC (NEW YORK NY)
NY
07/08/1999 - 04/06/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
08/24/1995 - 08/14/1997
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
RI
02/13/1995 - 08/07/1995
FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)
MA
10/12/1994 - 02/13/1995
NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)
BOTH
Issued 07/17/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/03/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/24/1996
Series 3 - National Commodity Futures Examination
BC
Issued 10/11/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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