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Hugh Polson Watters

Vanguard Marketing Corp.

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About Hugh Polson Watters

Hugh Polson Watters is a registered investment advisor in Pennsylvania with Vanguard Marketing Corp. Hugh has over seven years of experience in the financial industry. He is a Series 6 and Series 63 licensed professional with the SIE designation. Hugh is passionate about providing comprehensive financial advice to help clients achieve their goals.

Firm Information

Hugh Watters is currently registered with Vanguard Marketing Corp.. Vanguard Marketing Corp. is a Corporation that was formed on April 21, 1977. The firm is registered in 53 states and the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

1,975

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hugh Watters’s Registration & Firm History

PA

09/29/2017 - Present

Vanguard Marketing Corp. (MALVERN PA)

PA

11/03/2010 - 06/22/2011

VANGUARD MARKETING CORPORATION (MALVERN PA)

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Licenses & Designations

BC

Issued 09/14/2017

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/29/2017

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Hugh Polson Watters. Review regulatory record here.
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