Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Owen Leoni is a financial advisor with Stifel, Nicolaus & Company, Inc. in Charlotte, NC. Hugh has been working in the financial services industry since 2002. Hugh has experience working with a variety of clients, including individuals, families, businesses, and institutions. He is committed to providing his clients with personalized financial advice and investment management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/28/2023 - Present
Stifel, Nicolaus & Company, Inc. (CHARLOTTE NC)
NC
04/01/2013 - 09/09/2023
WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)
CA
03/02/2009 - 02/26/2013
KEEFE, BRUYETTE & WOODS, INC. (SAN FRANCISCO CA)
NY
09/22/2008 - 11/20/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
07/13/2007 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/27/2006 - 07/06/2007
CREDIT SUISSE SECURITIES (USA) LLC (RYE BROOK NY)
NY
07/28/2004 - 04/04/2006
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/29/2002 - 07/20/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
BOTH
Issued 06/28/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/30/2002
Series 31 - Futures Managed Funds Examination
BC
Issued 05/28/2002
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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