Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Orville Nelson is a financial professional registered in New York. Hugh has been in the industry since 2008 and is currently employed with Houlihan Lokey Capital, Inc. Hugh's licenses include Series 7, Series 63, Series 79TO and SIE. Hugh has been a registered representative with FINRA since 3/26/2008. Hugh is a registered representative in New York with a branch office located in New York, NY. Hugh is not currently registered with the Investment Advisor Association (IA). Hugh's primary scope of registration is in the Broker/Dealer (BC) channel.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
03/26/2008 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
BC
Issued 03/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/25/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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