Unclaimed
Hugh Cannon is a financial advisor registered with Prosperity Wealth Management, Inc. based in San Ramon, CA. Hugh Cannon is a licensed Investment Advisor Representative. Hugh Cannon has over 30 years of experience in the financial services industry. Hugh Cannon has been a registered representative since 1981 and has held multiple licenses and registrations throughout their career, including a Series 65 license. Hugh Cannon's professional background spans multiple firms, including First Heartland Capital Inc, Cambridge Investment Research Inc, and Questar Capital Corporation. Hugh Cannon holds a Series 65, Series 7, Series 22, Series 24, Series 39, and Series 53 license. Hugh Cannon is an active Investment Advisor Representative in California. Hugh Cannon specializes in financial planning, selection of other advisors, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/01/2025 - Present
Prosperity Wealth Management, Inc. (SAN RAMON CA)
CA
09/17/2015 - 10/04/2019
FIRST HEARTLAND CAPITAL, INC. (VENTURA CA)
MO
06/30/2014 - 09/23/2015
CAMBRIDGE INVESTMENT RESEARCH, INC. (ST. LOUIS MO)
MO
06/03/2008 - 07/03/2014
QUESTAR CAPITAL CORPORATION (ST. LOUIS MO)
MO
01/26/1998 - 06/03/2008
PRUCO SECURITIES, LLC. (ST. LOUIS MO)
GA
01/03/1995 - 12/31/1997
PFS INVESTMENTS INC. (DULUTH GA)
MO
06/20/1988 - 01/19/1993
INTEGRATED EQUITIES,INC. (ST. LOUIS MO)
AR
03/20/1992 - 03/25/1992
POWELL & SATTERFIELD, INC. (LITTLE ROCK AR)
NA
08/28/1986 - 04/28/1987
REAL SECURITIES, LTD.
NA
07/12/1983 - 11/30/1984
ANGELES/QUINOCO SECURITIES, INC.
IA
Issued 06/08/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/03/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/24/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/02/1992
Series 24 - General Securities Principal Examination
BC
Issued 05/07/1985
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/21/1987
Series 7 - General Securities Representative Examination
BC
Issued 08/18/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
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