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Hugh Michael Tuomey

Hsbc Securities (usa) Inc.

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About Hugh Michael Tuomey

Hugh Michael Tuomey is a financial advisor with over 30 years of experience in the industry. Hugh has a wide range of experience, having worked for several firms, including Goldman Sachs & Co., Deutsche Bank Securities Inc., and J.P. Morgan Securities Inc. Hugh currently works at HSBC Securities (USA) Inc. Hugh specializes in providing asset allocation recommendations and selection of other advisors. Hugh is registered with FINRA and holds a Series 7, 3, 24, 30, 63, and 65 license.

Firm Information

Hugh Tuomey is currently registered with Hsbc Securities (usa) Inc.. HSBC Securities (USA) Inc. is a corporation formed in 1969 and headquartered in New York, NY. The firm provides a range of advisory services, including asset allocation recommendations, selection of other advisers, portfolio management for businesses and pooled investment vehicles. They manage over $50 billion in assets for a diverse clientele including individuals, corporations, and investment companies. The firm has a large team of licensed agents, investment adviser representatives, and registered representatives. They also hold registrations in all 50 states, District of Columbia, Puerto Rico, and Virgin Islands.
Hsbc Securities (usa) Inc.

66 HUSDSON BOULEVARD EAST

NEW YORK, NY 10001

$3.02B

Assets Under Management

Not reported

Total Clients

524

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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performance-based fees

Fees calculated based on the performance of your investments relative to a benchmark.

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Hugh Tuomey’s Registration & Firm History

NY

09/21/2021 - Present

Hsbc Securities (usa) Inc. (NEW YORK NY)

CO

08/03/2021 - 10/06/2021

WEILD & CO. (BOULDER CO)

MA

04/14/2016 - 02/26/2019

MBSC SECURITIES CORPORATION (BOSTON MA)

MA

06/23/2010 - 02/29/2016

SCOTIA CAPITAL (USA) INC. (BOSTON MA)

MA

09/16/2008 - 06/04/2010

MBSC SECURITIES CORPORATION (BOSTON MA)

MA

08/06/2007 - 09/17/2008

CPIM SECURITIES LLC (CONCORD MA)

NY

07/27/2005 - 04/04/2007

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

NY

03/30/2004 - 07/15/2005

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NY

10/01/1996 - 04/06/2004

GOLDMAN, SACHS & CO. (NEW YORK NY)

NA

12/08/1992 - 10/01/1996

GOLDMAN SACHS MONEY MARKETS, L.P.

NA

01/18/1990 - 11/18/1991

CONTINENTAL GLOBAL FINANCIAL CORPORATION

NA

06/20/1984 - 11/10/1987

SALOMON BROTHERS INC.

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Licenses & Designations

BC

Issued 09/09/2021

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/23/2020

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 05/22/2008

Series 24 - General Securities Principal Examination

BC

Issued 04/14/2004

Series 30 - NFA Branch Manager Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/28/2011

Series 3 - National Commodity Futures Examination

BC

Issued 06/16/1984

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Hugh Michael Tuomey.
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