Unclaimed
Hugh Ross is a financial professional with over 20 years of experience in the industry. Hugh has a broad range of experience working with multiple firms including Goldman, Sachs & Co. and Kinetics Funds Distributor LLC. Hugh holds multiple licenses including Series 7, 24, 63, 99 and the SIE. Currently, Hugh is a registered representative with Grayscale Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/19/2021 - Present
Grayscale Securities, LLC (Stamford CT)
CT
02/18/2021 - 10/03/2022
GENESIS GLOBAL TRADING, INC (STAMFORD CT)
NY
01/07/2013 - 02/09/2021
KINETICS FUNDS DISTRIBUTOR LLC (NEW YORK NY)
NY
02/15/2011 - 02/09/2021
KBD SECURITIES, LLC (NEW YOYK NY)
NY
07/29/1999 - 03/16/2009
GOLDMAN, SACHS & CO. (NEW YORK NY)
NJ
01/04/1993 - 03/20/1993
HILL THOMPSON MAGID & CO INC (JERSEY CITY NJ)
BC
Issued 11/09/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 14 - Compliance Officer Examination
BC
Issued 06/21/1999
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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