Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Michael Fleming is a registered representative with Houlihan Lokey Capital, Inc. in New York, NY. Hugh has been in the securities industry since May 7, 2017. Hugh Fleming holds the Series 63, SIE and Series 79 licenses. Hugh Fleming has previous experience at BMO Capital Markets Corp. and Dominick & Dickerman LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
10/29/2021 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
IL
07/06/2018 - 10/04/2021
BMO CAPITAL MARKETS CORP. (CHICAGO IL)
NY
04/05/2017 - 06/26/2018
DOMINICK & DICKERMAN LLC (NEW YORK NY)
BC
Issued 04/12/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/05/2017
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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