Unclaimed
Hugh Mcmaster Tarbutton is a financial advisor registered with Arkadios Capital. Hugh has been working in the financial services industry since June 14, 1999. Previously, Hugh was employed at TRIAD ADVISORS LLC, SUNTRUST INVESTMENT SERVICES, INC., SUNTRUST CAPITAL MARKETS, INC., THE ROBINSON-HUMPHREY COMPANY, LLC, STERNE, AGEE & LEACH, INC., INTERSTATE/JOHNSON LANE CORPORATION, and JOHNSON, LANE, SPACE, SMITH & CO., INC.. Hugh holds several licenses and certifications including Series 4, 7, 9, 24, 52, 53, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
GA
10/25/2023 - Present
Arkadios Capital (Atlanta GA)
GA
05/20/2016 - 10/06/2020
TRIAD ADVISORS LLC (NORCROSS GA)
GA
06/30/2005 - 07/31/2014
SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)
GA
07/27/2001 - 06/30/2005
SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)
GA
03/26/1998 - 07/27/2001
THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)
AL
06/21/1996 - 04/07/1998
STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)
NC
10/14/1988 - 05/03/1990
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
NA
06/21/1988 - 10/14/1988
JOHNSON, LANE, SPACE, SMITH & CO., INC.
BC
Issued 10/11/1996
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 09/05/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/26/2023
Series 24 - General Securities Principal Examination
BC
Issued 09/26/2023
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/26/2023
Series 4 - Registered Options Principal Examination
BC
Issued 08/19/2003
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 09/26/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/26/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Hugh Tarbutton is the right advisor for you? Invested Better is here to help.