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Hugh Mcmaster Tarbutton

Arkadios Capital

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About Hugh Mcmaster Tarbutton

Hugh Mcmaster Tarbutton is a financial advisor registered with Arkadios Capital. Hugh has been working in the financial services industry since June 14, 1999. Previously, Hugh was employed at TRIAD ADVISORS LLC, SUNTRUST INVESTMENT SERVICES, INC., SUNTRUST CAPITAL MARKETS, INC., THE ROBINSON-HUMPHREY COMPANY, LLC, STERNE, AGEE & LEACH, INC., INTERSTATE/JOHNSON LANE CORPORATION, and JOHNSON, LANE, SPACE, SMITH & CO., INC.. Hugh holds several licenses and certifications including Series 4, 7, 9, 24, 52, 53, 63, and 65.

Firm Information

Hugh Tarbutton is currently registered with Arkadios Capital. Arkadios Capital is a Limited Liability Company that was formed in 2015 and is registered in all 50 states and the District of Columbia. The firm is registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

41

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hugh Tarbutton’s Registration & Firm History

GA

10/25/2023 - Present

Arkadios Capital (Atlanta GA)

GA

05/20/2016 - 10/06/2020

TRIAD ADVISORS LLC (NORCROSS GA)

GA

06/30/2005 - 07/31/2014

SUNTRUST INVESTMENT SERVICES, INC. (ATLANTA GA)

GA

07/27/2001 - 06/30/2005

SUNTRUST CAPITAL MARKETS, INC. (ATLANTA GA)

GA

03/26/1998 - 07/27/2001

THE ROBINSON-HUMPHREY COMPANY, LLC (ATLANTA GA)

AL

06/21/1996 - 04/07/1998

STERNE, AGEE & LEACH, INC. (BIRMINGHAM AL)

NC

10/14/1988 - 05/03/1990

INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)

NA

06/21/1988 - 10/14/1988

JOHNSON, LANE, SPACE, SMITH & CO., INC.

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Licenses & Designations

BC

Issued 10/11/1996

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 09/05/1996

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 09/26/2023

Series 24 - General Securities Principal Examination

BC

Issued 09/26/2023

Series 53 - Municipal Securities Principal Examination

BC

Issued 09/26/2023

Series 4 - Registered Options Principal Examination

BC

Issued 08/19/2003

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 09/26/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/26/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/20/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hugh Mcmaster Tarbutton.
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