Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Sloan is a financial advisor registered with Wells Fargo Clearing Services, LLC, who has been in the financial industry since 1981. Hugh holds the Series 39, 7, 10, 22 and 63 licenses, as well as the Series 8 and 9 licenses. Hugh has been a licensed representative of Morgan Stanley since 2014. Hugh's primary business focuses on financial planning, pension consulting, investment consulting services to institutional clients, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
03/03/2021 - Present
Wells Fargo Clearing Services, LLC (BRENTWOOD TN)
TN
08/15/2014 - 03/24/2021
MORGAN STANLEY (NASHVILLE TN)
TN
03/26/2009 - 08/27/2014
UBS FINANCIAL SERVICES INC. (NASHVILLE TN)
TN
10/01/1999 - 03/26/2009
WACHOVIA SECURITIES, LLC (BRENTWOOD TN)
NC
08/15/1995 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
TN
02/23/1994 - 08/30/1995
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NA
12/20/1988 - 02/16/1994
J.C. BRADFORD & CO.
NY
12/22/1982 - 02/16/1994
J.C. BRADFORD & CO. (NEW YORK NY)
NA
10/13/1988 - 12/20/1988
PROGRESSIVE RESOURCES, INC.
NA
08/04/1982 - 10/19/1988
J.C. BRADFORD & CO.
NA
05/07/1982 - 07/26/1982
CRC INVESTMENTS, INC.
NA
06/12/1981 - 01/18/1982
FREEMAN BROTHERS INVESTMENTS, INC.
BC
Issued 05/12/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 08/05/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 02/24/1982
Series 39 - Direct Participation Programs Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1982
Series 7 - General Securities Representative Examination
BC
Issued 05/11/1981
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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