Unclaimed
Hugh Larry Worthington is a financial advisor with TIAA-CREF Individual & Institutional Services, LLC. Hugh has been in the industry since 2021. Hugh's current location is in Charlotte, NC, with a branch office at 8500 Andrew Carnegie Blvd. Hugh has passed the Series 63, SIE, Series 7 and Series 6 exams and holds registrations in 51 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
NC
03/09/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (CHARLOTTE NC)
IA
09/21/2021 - 02/15/2022
PRINCIPAL FUNDS DISTRIBUTOR, INC. (DES MOINES IA)
BC
Issued 03/14/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/13/2023
Series 7TO - General Securities Representative Examination
BC
Issued 09/21/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 09/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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