Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh John Smith is a financial advisor with The Leaders Group, Inc. based in Littleton, Colorado. He has been in the financial services industry since April 13, 1997 and is currently registered with FINRA. Hugh has a strong background in securities and investment products, having passed several industry exams including the Series 6, 7, and 26. Prior to joining The Leaders Group, Inc., he worked with NYLIFE Securities LLC and MetLife Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CO
07/01/2022 - Present
THE Leaders Group, Inc. (LITTLETON CO)
CO
04/02/2018 - 11/06/2019
THE LEADERS GROUP, INC. (LITTLETON CO)
RI
03/07/2002 - 04/29/2016
NYLIFE SECURITIES LLC (JOHNSTON RI)
MA
10/16/1991 - 04/02/2001
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
10/16/1991 - 04/02/2001
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
BC
Issued 12/22/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/11/1999
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/2004
Series 7 - General Securities Representative Examination
BC
Issued 10/14/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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