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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh James Fisher is a financial advisor with over 28 years of experience in the industry. Hugh is registered with the state of Florida and Louisiana as an investment advisor representative and is also registered as a broker in the state of Texas. Hugh has previously worked with UBS Financial Services Inc., Citigroup Global Markets Inc., Lehman Brothers Inc. and Morgan Stanley. Hugh currently works with Wealthpenn.comllc. Hugh holds Series 3, 7, 63 and 65 licenses as well as the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
FL
05/13/2021 - Present
Wealthpenn.comllc (Naples FL)
FL
07/27/2007 - 05/21/2021
UBS FINANCIAL SERVICES INC. (NAPLES FL)
LA
07/31/1993 - 08/02/2007
CITIGROUP GLOBAL MARKETS INC. (LAFAYETTE LA)
NY
06/08/1993 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
IA
Issued 6/25/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/15/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 1/27/2003
Series 3 - National Commodity Futures Examination
BC
Issued 6/7/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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