Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh James Anderson is a financial advisor with over 40 years of experience in the industry. Hugh currently works at Hightower Advisors, LLC. Hugh is registered with the Financial Industry Regulatory Authority (FINRA) and has a Series 7, 9, 10, 15, 63 and 65 license. Hugh holds several designations and specializes in Portfolio Management for Individuals, Portfolio Management for Businesses, Pension Consulting and Financial Planning. Prior to working at Hightower Advisors, LLC Hugh worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Treasury management for corporate clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Retainer or service fees or some combination of 1, 2, 4, 5 & 7
1
2
NV
01/29/2025 - Present
Hightower Advisors, LLC (HENDERSON NV)
NV
08/20/1981 - 09/04/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HENDERSON NV)
IA
Issued 04/28/1992
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/15/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/07/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 12/07/1985
Series 3 - National Commodity Futures Examination
BC
Issued 12/05/1983
Series 5 - Interest Rate Options Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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