Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Holman Hoke has been in the financial industry since 1985. Currently, Hugh Holman Hoke is an Investment Advisor Representative at RBC Capital Markets, LLC. Hugh Holman Hoke has been with this firm since 2005. Previously, Hugh Holman Hoke worked at Tucker Anthony Incorporated, Hopper Soliday & Co., Inc., W.H. Newbold's Son & Co., Inc., and Johnston, Lemon & Co. Incorporated. Hugh Holman Hoke is licensed to offer securities advice in several states, including California, Colorado, Delaware, Florida, Illinois, Maryland, Massachusetts, Nebraska, Nevada, New Jersey, Ohio, Pennsylvania, Rhode Island, Virginia, and Washington. Hugh Holman Hoke specializes in providing financial advice to a range of clients, including individuals, businesses, pension and profit-sharing plans, corporations, insurance companies, charitable organizations, and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
PA
06/06/2005 - Present
RBC Capital Markets, LLC (LANCASTER PA)
MA
01/20/1999 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
PA
01/31/1991 - 01/22/1999
HOPPER SOLIDAY & CO., INC. (LANCASTER PA)
NA
09/18/1989 - 06/25/1991
W.H. NEWBOLD'S SON & CO., INC.
DC
12/26/1985 - 09/18/1989
JOHNSTON, LEMON & CO. INCORPORATED (WASHINGTON DC)
IA
Issued 12/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/19/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/09/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2002
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/22/1998
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/02/1994
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/12/2008
Series 31 - Futures Managed Funds Examination
BC
Issued 11/16/1985
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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