Unclaimed
Hugh Grant Wheeler is a financial advisor who has been in the industry since February 13, 1995. Hugh is currently registered with Seaport Global Securities LLC, and has previously worked for firms including BANC of America Securities LLC, BEAR, STEARNS & CO. INC., and CS FIRST BOSTON CORPORATION. Hugh has a strong background in securities and holds the Series 7 and Series 63 licenses. Hugh is dedicated to providing clients with comprehensive financial advice and guidance to meet their investment objectives.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
FL
03/25/2008 - Present
Seaport Global Securities LLC (MIAMI BEACH FL)
FL
02/21/2008 - 03/04/2008
SEA PORT GROUP SECURITIES, LLC (MIAMI BEACH FL)
NY
07/14/2005 - 02/25/2008
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/26/1996 - 06/27/2005
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
12/23/1994 - 04/08/1996
CS FIRST BOSTON CORPORATION (NEW YORK NY)
BC
Issued 02/06/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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