Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Evans Klein is a financial advisor with over 30 years of experience in the securities industry. Hugh is currently registered with Seaport Global Securities LLC and has been with the firm since July 2009. Previous experience includes employment with CITIGROUP GLOBAL MARKETS INC., SALOMON BROTHERS INC., and THOMSON MCKINNON SECURITIES INC. Hugh has a strong background in securities and commodities, as well as a broad understanding of investment strategies. Hugh holds the Series 3, 7, and 63 licenses. Hugh is licensed to provide investment advice in all 50 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/13/2009 - Present
Seaport Global Securities LLC (Ross CA)
NY
11/28/1997 - 03/28/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/21/1984 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
NA
07/25/1984 - 09/10/1984
THOMSON MCKINNON SECURITIES INC.
BC
Issued 06/02/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/1988
Series 3 - National Commodity Futures Examination
BC
Issued 07/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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