Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Edward Jencks is a financial advisor with over 40 years of experience in the financial services industry. Hugh is currently registered with UBS Financial Services Inc. as a Registered Representative (Series 7, 63, SIE, and 15) and an Investment Advisor Representative. Hugh has also held previous roles at CITIGROUP GLOBAL MARKETS INC., Lehman Brothers Inc., WINSLOW INVESTMENT COMPANY, MOSELEY SECURITIES CORPORATION, TUCKER, ANTHONY & R. L. DAY, INC., MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC., MONY SALES, INC., and THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NH
01/17/2024 - Present
UBS Financial Services Inc. (PORTSMOUTH NH)
NH
07/31/1993 - 09/09/2008
CITIGROUP GLOBAL MARKETS INC. (PORTSMOUTH NH)
NY
04/17/1989 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
11/07/1986 - 05/18/1989
WINSLOW INVESTMENT COMPANY
NA
04/16/1986 - 09/29/1986
MOSELEY SECURITIES CORPORATION
NA
04/19/1984 - 03/03/1986
TUCKER, ANTHONY & R. L. DAY, INC.
NA
08/09/1982 - 05/03/1984
MOSELEY, HALLGARTEN, ESTABROOK & WEEDEN, INC.
NA
07/28/1980 - 02/26/1982
MONY SALES, INC.
NA
07/28/1980 - 02/26/1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
BC
Issued 01/19/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/26/1987
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/29/1984
Series 15 - Foreign Currency Options Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
BC
Issued 07/15/1980
Series 1 - Registered Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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