Unclaimed
Hugh Dunwood Blocker is a financial professional with over 30 years of experience in the industry. Hugh is currently registered with Planmember Securities Corp. and has held previous positions with Cetera Financial Specialists LLC, Lincoln Investment Planning, Inc., Northwestern Mutual Investment Services, Inc. and Robert W. Baird & Co. Incorporated. Hugh has a diverse background in financial services and has a proven track record of success. Hugh holds the Series 6, Series 63 and SIE licenses. Hugh specializes in providing a variety of financial services, including financial planning, portfolio management, and investment supervisory services. Hugh is committed to providing his clients with the highest level of service and expertise.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Provides investment supervisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MD
06/12/2023 - Present
Planmember Securities Corp. (Crofton MD)
MD
05/10/2005 - 04/18/2023
CETERA FINANCIAL SPECIALISTS LLC (CROFTON MD)
PA
09/30/1993 - 12/31/2004
LINCOLN INVESTMENT PLANNING, INC. (FORT WASHINGTON PA)
WI
03/18/1992 - 07/29/1993
NORTHWESTERN MUTUAL INVESTMENT SERVICES, INC. (MILWAUKEE WI)
WI
03/18/1992 - 07/27/1993
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BC
Issued 12/27/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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