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Hugh David Coherd

Ladenburg Thalmann & Co. Inc.

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About Hugh David Coherd

Hugh David Coherd is a financial advisor with Ladenburg Thalmann & Co. Inc. with over 29 years of experience in the financial services industry. Hugh is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, Series 24, Series 28, Series 63, SIE and Series 99TO licenses. He is also registered in 19 states. Hugh has a history of working with a variety of clients, both individuals and institutions. He is committed to providing his clients with personalized financial advice and guidance.

Firm Information

Hugh Coherd is currently registered with Ladenburg Thalmann & Co. Inc.. Ladenburg Thalmann & Co. Inc. is a Corporation formed on December 3, 1971. The firm is approved and registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been involved in 36 regulatory events and 14 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

27

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hugh Coherd’s Registration & Firm History

FL

11/05/2009 - Present

Ladenburg Thalmann & Co. Inc. (BOCA RATON FL)

GA

03/16/2007 - 11/06/2009

MOODY CAPITAL SOLUTIONS, INC (ALPHARETTA GA)

GA

12/14/2004 - 10/10/2007

MIDSOUTH CAPITAL, INC. (ALPHARETTA GA)

GA

07/15/1999 - 02/25/2005

CARDINAL SECURITIES LLC (ALPHARETTA GA)

FL

11/22/1995 - 02/05/1997

JW CHARLES SECURITIES,INC. (BOCA RATON FL)

NY

03/13/1991 - 12/07/1995

JOSEPHTHAL LYON & ROSS INCORPORATED (NEW YORK NY)

CO

08/14/1990 - 11/23/1990

THE STUART-JAMES COMPANY, INCORPORATED (DENVER CO)

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Licenses & Designations

BC

Issued 08/16/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/27/1999

Series 28 - Introducing Broker/Dealer Financial Operations Principal Examination

BC

Issued 03/23/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/13/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are 2 public disclosures for Hugh David Coherd. Review regulatory record here.
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