Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Curtis Tanner is an active Registered Representative and Investment Advisor Representative, with over 35 years of experience in the financial services industry. Hugh is currently registered with Raymond James & Associates, Inc. and has been with the firm since January 2013. Previously, Hugh has also worked with MORGAN KEEGAN & COMPANY, INC., J.C. BRADFORD & CO., WARD BRADFORD & CO., L.P., and EQUITABLE SECURITIES CORPORATION. Hugh is registered in 14 states and holds FINRA Series 7, Series 53, Series 63, and Series 79TO licenses. Hugh is also a Director of the Middle Tennessee Council Boy Scouts of America.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TN
01/02/2013 - Present
Raymond James & Associates, Inc. (Nashville TN)
TN
08/14/2000 - 01/02/2013
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
NY
04/08/1992 - 08/11/2000
J.C. BRADFORD & CO. (NEW YORK NY)
GA
06/28/1993 - 08/14/1996
WARD BRADFORD & CO., L.P. (ATLANTA GA)
GA
05/25/1988 - 04/14/1992
EQUITABLE SECURITIES CORPORATION (ATLANTA GA)
BC
Issued 06/10/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/1988
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/21/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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