Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Cunningham is a registered representative with TD Securities (usa) LLC. Hugh has been in the financial services industry since December 15, 2001. He has experience working with several firms including Cowen and Company, Oppenheimer & Co. Inc., CIBC World Markets Corp., Salomon Smith Barney Inc. and Salomon Brothers Inc. Hugh is licensed in New York and holds the following licenses: Series 7, Series 63, Series 86 and Series 87.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2024 - Present
TD Securities (usa) LLC (New York NY)
NY
03/10/2021 - 04/11/2024
COWEN AND COMPANY (NEW YORK NY)
NY
01/14/2008 - 02/26/2021
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
10/12/2005 - 01/14/2008
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
08/20/1997 - 06/26/2001
SALOMON SMITH BARNEY INC. (NEW YORK NY)
NY
11/29/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 10/05/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2005
Series 7 - General Securities Representative Examination
BC
Issued 10/07/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 10/06/2005
Series 86 - Research Analyst Exam - Part I Analysis Module
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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