Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Clay Johnson is a financial advisor currently registered with Fidelity Personal And Workplace Advisors. Hugh has been in the financial services industry since 2006. Previously, Hugh was registered with CHARLES SCHWAB & CO., INC., LPL FINANCIAL LLC, CAPITAL ONE INVESTING, LLC, SCOTTRADE, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, FIDELITY BROKERAGE SERVICES LLC, VALIC FINANCIAL ADVISORS, INC., TD AMERITRADE, INC., GUARANTY BROKERAGE SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC., IDS LIFE INSURANCE COMPANY and AMERICAN MUNICIPAL SECURITIES, INC.. Hugh holds licenses for Series 7, Series 63, Series 65 and SIE exams. Hugh specializes in providing portfolio management for individuals and businesses, financial planning and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/20/2023 - Present
Fidelity Personal AND Workplace Advisors (FRIENDSWOOD TX)
TX
05/20/2019 - 04/26/2023
CHARLES SCHWAB & CO., INC. (Houston TX)
TX
05/02/2018 - 05/06/2019
LPL FINANCIAL LLC (MISSOURI CITY TX)
TX
11/12/2015 - 04/18/2018
CAPITAL ONE INVESTING, LLC (Houston TX)
TX
07/07/2014 - 11/03/2015
SCOTTRADE, INC. (SUGARLAND TX)
TX
09/25/2013 - 07/10/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HOUSTON TX)
TX
11/03/2011 - 08/23/2013
FIDELITY BROKERAGE SERVICES LLC (SUGAR LAND TX)
TX
05/17/2011 - 09/29/2011
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
03/06/2007 - 01/14/2011
TD AMERITRADE, INC. (HOUSTON TX)
TX
02/20/2006 - 03/22/2006
GUARANTY BROKERAGE SERVICES, INC. (BELLAIRE TX)
MN
05/27/2004 - 06/06/2005
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
05/27/2004 - 06/06/2005
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
FL
05/14/2003 - 01/02/2004
AMERICAN MUNICIPAL SECURITIES, INC. (ST. PETERSBURG FL)
IA
Issued 08/04/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/26/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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