Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hugh? Claim Your ProfileHugh Breslin is a financial advisor with over 30 years of experience in the financial services industry. Hugh currently works at Wells Fargo Clearing Services, LLC. Hugh has been a registered representative with FINRA and an Investment Advisor Representative for over 20 years. Previously, Hugh worked for UBS Financial Services Inc. for over 10 years. Hugh has a diverse background in the financial services industry, having worked at a number of firms including BANC of America Investment Services, Inc., BANC of America Securities LLC, BEMOS Investment Advisors, L.L.C., SBC Warburg Dillon Read Inc., and Bear, Stearns & Co. Inc. Hugh has a broad range of experience and holds Series 3, 7, 63, and 65 licenses. Hugh focuses on providing investment consulting services to institutional clients, financial planning, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
10/02/2020 - Present
Wells Fargo Clearing Services, LLC (CHICAGO IL)
IL
01/30/2009 - 10/14/2020
UBS FINANCIAL SERVICES INC. (CHICAGO IL)
IL
08/18/2003 - 02/04/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (CHICAGO IL)
NY
01/11/2001 - 09/16/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
IL
12/13/2000 - 01/11/2001
BEMOS INVESTMENT ADVISORS, L.L.C. (DEERFIELD IL)
CT
09/15/1997 - 05/04/1998
SBC WARBURG DILLON READ INC. (STAMFORD CT)
NY
01/11/1995 - 09/25/1997
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
11/10/1992 - 01/18/1995
SALOMON BROTHERS MUNICIPALS INC
NY
11/04/1992 - 01/18/1995
SALOMON BROTHERS INC. (NEW YORK NY)
NY
03/22/1988 - 12/19/1989
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
BC
Issued 10/08/2003
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/15/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/03/1992
Series 7 - General Securities Representative Examination
BC
Issued 10/22/1992
Series 3 - National Commodity Futures Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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