Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hubert? Claim Your ProfileHubert Weimin Chang is an active broker registered with HSBC Securities (USA) Inc. Hubert has worked in the financial industry since October 2004. Previously, Hubert Weimin Chang was affiliated with Barclays Capital Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Provide asset alloc recommendations & based upon such recommendations 3rd party adv to manage assets pursuant to client approval
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
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2
CA
04/07/2020 - Present
Hsbc Securities (usa) Inc. (San Francisco CA)
CA
01/04/2018 - 04/01/2020
BARCLAYS CAPITAL INC. (MENLO PARK CA)
CA
02/11/2009 - 07/27/2009
AMERICA'S GROWTH CAPITAL, LLC (MENLO PARK CA)
CA
08/07/2000 - 02/19/2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PALO ALTO CA)
NY
08/12/1998 - 06/27/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
04/21/1995 - 09/15/1997
SALOMON BROTHERS INC. (NEW YORK NY)
BC
Issued 12/28/2017
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2020
Series 24 - General Securities Principal Examination
BC
Issued 11/09/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2018
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 02/20/1996
Series 3 - National Commodity Futures Examination
BC
Issued 04/20/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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