Unclaimed
Hubert Larry Runnels is a financial advisor at Raymond James Financial Services Advisors, Inc. located in Tomball, TX. Hubert Runnels has been in the financial industry since 2000. Hubert Larry Runnels has a Series 7, Series 24 and Series 66 securities license and a Series 63 insurance license. Hubert Larry Runnels has worked for several firms prior to Raymond James Financial Services Advisors, Inc. Hubert Larry Runnels' previous firms include LPL FINANCIAL LLC, UVEST FINANCIAL SERVICES GROUP, INC., WACHOVIA SECURITIES, LLC, FUTURESHARE FINANCIAL LLC, and RBR SECURITIES, INC. Hubert Larry Runnels is registered to provide investment advice in 20 states.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
TX
08/09/2016 - Present
Raymond James Financial Services Advisors, Inc. (Tomball TX)
TX
07/05/2011 - 08/04/2016
LPL FINANCIAL LLC (HOUSTON TX)
TX
11/06/2009 - 07/05/2011
UVEST FINANCIAL SERVICES GROUP, INC. (HOUSTON TX)
MS
05/14/2007 - 03/17/2009
WACHOVIA SECURITIES, LLC (OCEAN SPRINGS MS)
TX
06/25/2003 - 05/07/2007
UVEST FINANCIAL SERVICES GROUP, INC. (TEMPLE TX)
NJ
11/08/2001 - 08/08/2003
FUTURESHARE FINANCIAL LLC (JERSEY CITY NJ)
TX
04/04/2000 - 10/22/2001
RBR SECURITIES, INC. (SAN ANTONIO TX)
BOTH
Issued 05/31/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/07/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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