Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hubert? Claim Your ProfileHubert Wootten has over 40 years of experience in the financial services industry. Hubert is a Certified Financial Planner™ professional and is registered with Osaic Wealth, Inc. Hubert has held positions with other firms, such as Signator Investors, Inc., 1st Global Capital Corp., Princor Financial Services Corporation, W. S. Griffith & Co., Inc., and Equity Services, Inc. Hubert is licensed in 14 states and holds the Series 6, 7, 22, 63, and 65 licenses along with the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TN
11/02/2018 - Present
Osaic Wealth, Inc. (NASHVILLE TN)
TN
02/11/2002 - 11/02/2018
SIGNATOR INVESTORS, INC. (NASHVILLE TN)
TX
10/30/2000 - 02/07/2002
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
IA
04/25/1994 - 10/31/2000
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
CT
08/12/1992 - 04/27/1994
W. S. GRIFFITH & CO., INC. (HARTFORD CT)
VT
10/01/1982 - 08/20/1992
EQUITY SERVICES, INC. (MONTPELIER VT)
NA
12/18/1981 - 10/05/1982
JEFFERSON-PILOT EQUITY SALES, INC.
IA
Issued 05/04/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/24/1981
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/17/1993
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 12/07/1981
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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