Unclaimed
Hubbard Roelofs Garber is a financial professional with over 25 years of experience in the financial services industry. Currently, Hubbard is registered with Fnex Capital, LLC as an Investment Advisor Representative. Prior to joining Fnex Capital, LLC, Hubbard worked at M&A Securities Group, Inc., Zacks & Company, USAFFINITY INVESTMENTS LIMITED PARTNERSHIP, INVESTORS BROKERAGE SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS FINANCIAL SERVICES INC. Hubbard holds several licenses and certifications including Series 6, 7, 22, 26, 63, 79 and SIE. Hubbard has a strong background in investment banking and is well-versed in a variety of financial products and services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IN
07/08/2017 - Present
Fnex Capital, LLC (INDIANAPOLIS IN)
MO
03/03/2014 - 06/28/2017
M&A SECURITIES GROUP, INC. (KANSAS CITY MO)
IL
06/17/1997 - 11/01/1999
ZACKS & COMPANY (CHICAGO IL)
NA
11/25/1992 - 06/14/1995
USAFFINITY INVESTMENTS LIMITED PARTNERSHIP
IL
03/31/1989 - 01/17/1990
INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)
NA
11/24/1982 - 03/15/1988
AMERICAN EXPRESS FINANCIAL ADVISORS INC.
NA
11/24/1982 - 12/24/1986
IDS FINANCIAL SERVICES INC.
BC
Issued 03/11/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/1994
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/03/2014
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 11/20/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 05/17/1986
Series 7 - General Securities Representative Examination
BC
Issued 08/10/1983
Series 22 - Direct Participation Programs Representative Examination
Active
Inactive
F
FINRA
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