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Hubbard Roelofs Garber

Fnex Capital, LLC

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About Hubbard Roelofs Garber

Hubbard Roelofs Garber is a financial professional with over 25 years of experience in the financial services industry. Currently, Hubbard is registered with Fnex Capital, LLC as an Investment Advisor Representative. Prior to joining Fnex Capital, LLC, Hubbard worked at M&A Securities Group, Inc., Zacks & Company, USAFFINITY INVESTMENTS LIMITED PARTNERSHIP, INVESTORS BROKERAGE SERVICES, INC., AMERICAN EXPRESS FINANCIAL ADVISORS INC. and IDS FINANCIAL SERVICES INC. Hubbard holds several licenses and certifications including Series 6, 7, 22, 26, 63, 79 and SIE. Hubbard has a strong background in investment banking and is well-versed in a variety of financial products and services.

Firm Information

Hubbard Garber is currently registered with Fnex Capital, LLC. Fnex Capital, LLC is a Limited Liability Company formed in June 2012. It is registered in all 50 states and the District of Columbia and has received SEC registration approval.

Not reported

Assets Under Management

Not reported

Total Clients

87

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Hubbard Garber’s Registration & Firm History

IN

07/08/2017 - Present

Fnex Capital, LLC (INDIANAPOLIS IN)

MO

03/03/2014 - 06/28/2017

M&A SECURITIES GROUP, INC. (KANSAS CITY MO)

IL

06/17/1997 - 11/01/1999

ZACKS & COMPANY (CHICAGO IL)

NA

11/25/1992 - 06/14/1995

USAFFINITY INVESTMENTS LIMITED PARTNERSHIP

IL

03/31/1989 - 01/17/1990

INVESTORS BROKERAGE SERVICES, INC. (ELGIN IL)

NA

11/24/1982 - 03/15/1988

AMERICAN EXPRESS FINANCIAL ADVISORS INC.

NA

11/24/1982 - 12/24/1986

IDS FINANCIAL SERVICES INC.

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Licenses & Designations

BC

Issued 03/11/2014

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/30/1994

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/03/2014

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 11/20/1992

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 05/17/1986

Series 7 - General Securities Representative Examination

BC

Issued 08/10/1983

Series 22 - Direct Participation Programs Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hubbard Roelofs Garber.
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