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Huan Zou

Icapital Markets LLC

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About Huan Zou

Huan Zou is a financial professional with over 2 years of experience in the financial services industry. Huan is currently registered with Icapital Markets LLC, where they have been employed since November 2023. Huan was previously with ICapital Securities, LLC and Morgan Stanley. Huan holds the Series 7 and Series 66 securities licenses as well as the SIE exam.

Firm Information

Huan Zou is currently registered with Icapital Markets LLC. Icapital Markets LLC is a Limited Liability Company that was formed on August 13, 2001. The company is registered in all 50 states, as well as the District of Columbia, Puerto Rico, and the Virgin Islands. Icapital Markets LLC is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

219

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Huan Zou’s Registration & Firm History

NY

11/30/2023 - Present

Icapital Markets LLC (NEW YORK NY)

NY

09/22/2021 - 11/30/2023

ICAPITAL SECURITIES, LLC (NEW YORK NY)

NY

11/24/2020 - 08/17/2021

MORGAN STANLEY (New York NY)

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Licenses & Designations

BC

Issued 11/24/2020

Series 7TO - General Securities Representative Examination

BC

Issued 09/21/2020

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Huan Zou.
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