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Huaitse Tung

Morgan Stanley & Co. LLC

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About Huaitse Tung

Huaitse Tung is a financial advisor who has been in the industry since 2006. Huaitse is currently registered with Morgan Stanley & Co. LLC, and has previously worked at J.P. MORGAN SECURITIES LLC, CREDIT SUISSE SECURITIES (USA) LLC, and WELLS FARGO INVESTMENTS, LLC. Huaitse holds the Series 63, Series 66, Series 7 and Series 7TO licenses. Huaitse is licensed to practice in 53 states and the District of Columbia.

Firm Information

Huaitse Tung is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Huaitse Tung’s Registration & Firm History

CA

02/14/2022 - Present

Morgan Stanley & Co. LLC (San Francisco CA)

CA

03/15/2016 - 03/17/2017

J.P. MORGAN SECURITIES LLC (SAN FRANCISCO CA)

CA

10/14/2008 - 03/31/2016

CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)

CA

09/20/2006 - 10/21/2008

WELLS FARGO INVESTMENTS, LLC (SAN MATEO CA)

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Licenses & Designations

BC

Issued 03/28/2022

Series 63 - Uniform Securities Agent State Law Examination

BOTH

Issued 10/06/2006

Series 66 - Uniform Combined State Law Examination

BC

Issued 02/14/2022

SIE - Securities Industry Essentials Examination

BC

Issued 01/31/2022

Series 7TO - General Securities Representative Examination

BC

Issued 09/19/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

MIAX Sapphire

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Huaitse Tung.
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