Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hua ling? Claim Your ProfileHua ling Tsoi is a financial professional with over 8 years of experience in the industry. Hua ling Tsoi has worked with Cowen and Company and Morgan Stanley & Co. LLC in the past. Currently, Hua ling Tsoi is registered with TD Securities (usa) LLC. Hua ling Tsoi holds the Series 79 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
03/06/2024 - Present
TD Securities (usa) LLC (New York NY)
CA
01/04/2022 - 04/11/2024
COWEN AND COMPANY (San Francisco CA)
CA
02/15/2019 - 03/31/2021
MORGAN STANLEY & CO. LLC (SAN FRANCISCO CA)
CA
04/18/2018 - 07/13/2018
QATALYST PARTNERS LP (SAN FRANCISCO CA)
CA
09/19/2016 - 04/12/2018
COWEN AND COMPANY (San Francisco CA)
CA
09/16/2014 - 07/21/2016
COWEN AND COMPANY (San Francisco CA)
BC
Issued 07/13/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/2014
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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