Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hu? Claim Your ProfileHu Zhou is a financial advisor with Fidelity Personal and Workplace Advisors in Mountain View, CA. Hu has been in the financial industry since 2008 and has experience with a variety of firms including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Advisors, LLC, and Wells Fargo Investments, LLC. Hu has a Series 7, 9, 10, and 66 licenses, and is registered with the state of California as a broker-dealer and investment advisor representative. Hu works with a wide range of clients, including individuals, high-net-worth individuals, corporations, and pension and profit sharing plans. Hu provides a variety of services, including financial planning, portfolio management, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
05/17/2021 - Present
Fidelity Personal AND Workplace Advisors (MOUNTAIN VIEW CA)
CA
09/28/2011 - 03/31/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN JOSE CA)
CA
01/03/2011 - 08/19/2011
WELLS FARGO ADVISORS, LLC (SUNNYVALE CA)
CA
02/18/2009 - 01/03/2011
WELLS FARGO INVESTMENTS, LLC (SUNNYVALE CA)
CA
09/11/2008 - 11/12/2008
BELLATORE SECURITIES, INC. (SAN JOSE CA)
CA
11/28/2007 - 05/05/2008
PYRAMID FINANCIAL CORP. (CUPERTINO CA)
CA
05/09/2007 - 11/16/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (CUPERTINO CA)
BOTH
Issued 05/21/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/2014
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/23/2013
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2007
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Hu Zhou is the right advisor for you? Invested Better is here to help.
