Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hsun yi? Claim Your ProfileHsun yi Shih is an Investment Advisor Representative with over 20 years of experience in the financial services industry. Hsun yi Shih currently works at Raymond James Financial Services Advisors, Inc. where they have been since February 2016. Prior to that, Hsun yi Shih worked at CHARLES SCHWAB & CO., INC. from February 2004 to December 2015 and CITIGROUP GLOBAL MARKETS INC. from January 2000 to January 2004. Hsun yi Shih holds FINRA Series 63, 65 and 7 securities licenses and is licensed to sell securities in California, New Hampshire, and Washington. They also hold the SIE exam. Hsun yi Shih specializes in providing financial advice to a wide range of clients, including high-net-worth individuals, corporations, and institutions. Their expertise includes financial planning, portfolio management, and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
02/17/2016 - Present
Raymond James Financial Services Advisors, Inc. (SAN FRANCISCO CA)
CA
02/18/2004 - 12/21/2015
CHARLES SCHWAB & CO., INC. (SUNNYVALE CA)
NY
01/17/2000 - 01/26/2004
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
IA
Issued 02/04/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/13/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Hsun yi Shih is the right advisor for you? Invested Better is here to help.
