Unclaimed
Hsien Rong sean Lu is a financial advisor with over 39 years of experience in the financial services industry. Hsien Rong sean Lu is currently registered with Equitable Advisors, LLC, and has been associated with the firm since February 2, 2000. Hsien Rong sean Lu is also registered in California as an Investment Advisor Representative. Previously, Hsien Rong sean Lu was associated with The Equitable Life Assurance Society of the United States from April 19, 1983 to January 5, 2000. Hsien Rong sean Lu's professional experience includes various financial services roles, such as financial planning, portfolio management, and pension consulting. Hsien Rong sean Lu has a broad range of experience and expertise, which allows Hsien Rong sean Lu to provide a variety of financial services to individuals, businesses, and organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
02/02/2000 - Present
Equitable Advisors, LLC (ROWLAND HEIGHTS CA)
NY
04/19/1983 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 09/12/2012
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/31/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/13/1999
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 04/18/1983
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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