linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Hsiao-hui Alan Shen

Farmers Financial Solutions, LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Hsiao-hui? Claim Your Profile

About Hsiao-hui Alan Shen

Hsiao-hui Alan Shen is a registered representative with Farmers Financial Solutions, LLC. Hsiao-hui Alan Shen has been in the securities industry since December 7, 2003. Hsiao-hui Alan Shen has passed the Series 6, 7, 24, 55 and 63 exams. Hsiao-hui Alan Shen is licensed to sell securities in California.

Firm Information

Hsiao-hui Shen is currently registered with Farmers Financial Solutions, LLC. Farmers Financial Solutions, LLC is a Limited Liability Company formed in December 1999. The firm is registered in all 50 U.S. states and the District of Columbia and is also registered with the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

2,991

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Hsiao-hui Shen’s Registration & Firm History

CA

09/23/2010 - Present

Farmers Financial Solutions, LLC (NORWALK CA)

CA

01/27/2005 - 10/27/2006

TIMES SECURITIES, INC. (EL MONTE CA)

CA

10/02/2002 - 01/02/2004

TIMES SECURITIES, INC. (EL MONTE CA)

CA

03/13/2001 - 11/27/2001

STOCK USA, INC. (EL CAJON CA)

CA

06/12/2000 - 03/12/2001

ETS SECURITIES, INC. (CITY OF INDUSTRY CA)

NY

10/26/1999 - 06/05/2000

MILESTONE FINANCIAL SERVICES, INC. (BOHEMIA NY)

CA

07/07/1998 - 02/25/1999

BLUESTONE SECURITIES, INC. (EL MONTE CA)

CA

01/12/1996 - 02/06/1997

E-W INVESTMENTS, INC. (SAN GABRIEL CA)

Not sure if Hsiao-hui Alan Shen is right for you?

Licenses & Designations

BC

Issued 10/20/2010

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/10/2000

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/22/2010

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 02/22/2001

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 01/10/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hsiao-hui Alan Shen.
Not sure if Hsiao-hui Alan Shen is right for you?