Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Hsiao-chi? Claim Your ProfileHsiao-chi Wu is a financial advisor with J.p. Morgan Securities LLC, with over 10 years of experience in the industry. Hsiao-chi Wu is registered to provide investment advice in multiple states, including California, Texas, and Arizona. Hsiao-chi Wu's specializations include portfolio management, financial planning, and pension consulting. Hsiao-chi Wu works with a variety of clients, including individuals, high-net-worth individuals, businesses, and retirement plans. Hsiao-chi Wu has previously worked for Chase Investment Services Corp. and Wells Fargo Investments, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
CA
01/26/2018 - Present
J.p. Morgan Securities LLC (CITY OF INDUSTRY CA)
CA
02/17/2011 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (DIAMOND BAR CA)
CA
04/07/2010 - 01/20/2011
HSBC SECURITIES (USA) INC. (LOS ANGELES CA)
CA
10/15/2007 - 01/25/2010
WELLS FARGO INVESTMENTS, LLC (DIAMOND BAR CA)
BOTH
Issued 12/11/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/11/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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