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Hsiang yu Su

Cetera Investment Advisers LLC

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About Hsiang yu Su

Hsiang Yu Su is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Hsiang Yu Su has been in the financial services industry since 2000. Prior to joining Cetera Investment Advisers LLC, Hsiang Yu Su was associated with Globalink Securities, Inc. and Kyson & Co. Hsiang Yu Su is licensed to offer securities and investment advisory services in California. Hsiang Yu Su has passed the Series 4, 7, 24, 63 and 66 exams. Hsiang Yu Su also holds the SIE exam. Hsiang Yu Su specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Hsiang Yu Su is also an operations officer at Cathay Wealth Management.

Firm Information

Hsiang yu Su is currently registered with Cetera Investment Advisers LLC. Cetera Investment Advisers LLC is a large financial advisory firm with over 6,600 registered representatives and investment advisor representatives. Headquartered in Schaumburg, Illinois, Cetera provides a wide range of financial services, including financial planning, portfolio management, and pension consulting. The firm manages over $104 billion in assets and serves a diverse client base, including individuals, businesses, charitable organizations, and pension plans.
Cetera Investment Advisers LLC

825 E VALLEY BLVD

SAN GABRIEL, CA 91776

$104.47B

Assets Under Management

16,618

Total Clients

7,280

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Hsiang yu Su’s Registration & Firm History

CA

01/02/2018 - Present

Cetera Investment Advisers LLC (SAN GABRIEL CA)

CA

06/03/2015 - 12/18/2017

GLOBALINK SECURITIES, INC. (PASADENA CA)

CA

06/26/2000 - 06/01/2015

KYSON & CO (COVINA CA)

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Licenses & Designations

BOTH

Issued 3/20/2015

Series 66 - Uniform Combined State Law Examination

BC

Issued 6/30/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 1/13/2014

Series 4 - Registered Options Principal Examination

BC

Issued 11/21/2013

Series 24 - General Securities Principal Examination

BC

Issued 10/1/2018

SIE - Securities Industry Essentials Examination

BC

Issued 6/23/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hsiang yu Su.
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