Unclaimed
Hsiang Yu Su is a registered representative and investment advisor representative with Cetera Investment Advisers LLC. Hsiang Yu Su has been in the financial services industry since 2000. Prior to joining Cetera Investment Advisers LLC, Hsiang Yu Su was associated with Globalink Securities, Inc. and Kyson & Co. Hsiang Yu Su is licensed to offer securities and investment advisory services in California. Hsiang Yu Su has passed the Series 4, 7, 24, 63 and 66 exams. Hsiang Yu Su also holds the SIE exam. Hsiang Yu Su specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and portfolio management for individuals. Hsiang Yu Su is also an operations officer at Cathay Wealth Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
CA
01/02/2018 - Present
Cetera Investment Advisers LLC (SAN GABRIEL CA)
CA
06/03/2015 - 12/18/2017
GLOBALINK SECURITIES, INC. (PASADENA CA)
CA
06/26/2000 - 06/01/2015
KYSON & CO (COVINA CA)
BOTH
Issued 3/20/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 6/30/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 1/13/2014
Series 4 - Registered Options Principal Examination
BC
Issued 11/21/2013
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 6/23/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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