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Hozumi Hanada

Syndicated Capital, Inc.

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About Hozumi Hanada

Hozumi Hanada is a financial advisor registered in the state of California. Hozumi has been working in the financial industry since June 20, 2000. Hozumi is currently registered with Syndicated Capital, Inc., and has previously been registered with TRANSAMERICA FINANCIAL ADVISORS, INC, TRANSAMERICA FINANCIAL ADVISORS, INC. and LINSCO/PRIVATE LEDGER CORP. Hozumi is a Series 63 and Series 6 licensed advisor, has earned the SIE license and has been a registered representative for Syndicated Capital, Inc. since January 4, 2010. Hozumi provides financial planning and portfolio management services to individuals.

Firm Information

Hozumi Hanada is currently registered with Syndicated Capital, Inc.. Syndicated Capital, Inc. is a California-based corporation that was formed in February 1986. The firm provides financial planning and portfolio management services to individuals and high-net-worth individuals. They are registered with the SEC and in all 50 states. Syndicated Capital, Inc. manages approximately $115,319,317 in assets for 436 clients.
Syndicated Capital, Inc.

21671 GATEWAY CENTER DRIVE

DIAMOND BAR, CA 91765

$115.32M

Assets Under Management

Not reported

Total Clients

15

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

12b1; ntf mutal fund service fees

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Hozumi Hanada’s Registration & Firm History

CA

01/04/2010 - Present

Syndicated Capital, Inc. (MONROVIA CA)

CA

09/04/2009 - 12/31/2009

TRANSAMERICA FINANCIAL ADVISORS, INC (MONROVIA CA)

CA

01/23/2001 - 09/04/2009

TRANSAMERICA FINANCIAL ADVISORS, INC. (MONROVIA CA)

SC

05/17/2000 - 12/21/2000

LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)

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Licenses & Designations

BC

Issued 09/05/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2000

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Hozumi Hanada.
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