Unclaimed
Howing Tsang is a financial professional with over 10 years of experience in the securities industry. Howing is registered with Interactive Brokers LLC, a broker-dealer firm that is active in the Broker-Dealer and Investment Advisor industries. Howing has passed the Securities Industry Essentials Examination, the Series 3, and Series 7 exams. Howing has worked at Interactive Brokers in various locations throughout the United States.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
02/07/2023 - Present
Interactive Brokers LLC (CHICAGO IL)
CT
11/04/2020 - 12/03/2022
INTERACTIVE BROKERS LLC (GREENWICH CT)
NA
01/01/2012 - 03/09/2020
INTERACTIVE BROKERS LLC (ADMIRALTY )
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/25/2015
Series 3 - National Commodity Futures Examination
BC
Issued 12/29/2011
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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